Comptroller of the Currency, Administrator of National Banks Ensuring a Safe and Sound National Banking System for all Americans, Since 1863
Advanced Search | Subject Index | Site Map | Contact the OCC  
Home
What's New
About the OCC
Banker Education
Careers at the OCC
Community Affairs
Corporate Applications
Bank Activities (PDF)
Contacts
Licensing Manual
Corporate Regulations
Application Documents
Electronic Banking
Published Corporate Decisions
Availablity of Filed Applications
Filing Fees
Weekly Bulletin
Search Weekly Bulletin
Download a Weekly Bulletin
CRA Information
Consumer Complaints and Assistance
Electronic Banking
FOIA
Issuances
Legal and Regulatory
National Bank Appeals
News Releases
Publications
Public Information
Related Sites
Speeches

 
National BankNet
  What is BankNet?


Corporate Applications:

Comptroller's Licensing Manual

The Comptroller's Licensing Manual consists of a series of electronic booklets. The booklets explain the OCC policies and procedures to form a new national bank, for existing institutions to enter the national banking system, for individuals to acquire control of a national bank, and for national banks to effect structural changes and expand activities. Also sample filing forms and OCC's sample response documents are available on this site. The appropriate booklets should be read prior to using these sample documents.

OMB No. 1557-0014, Expiration Date: February 28, 2011.


            Title of Booklet

Bank/
Filer

OCC
Documents

   Date

   
Background Investigations (PDF 158KB) Samples

Samples

4/09

Branch Closings (PDF 180KB) Samples

Samples

4/03

Branches and Relocations (PDF 237KB) Samples

Samples

10/09

Business Combinations (PDF 639KB) Samples

Samples

12/06

Capital and Dividends (PDF 312KB) Samples

Samples

11/07

Change in Bank Control (PDF 306KB) Samples

Samples

1/07

Changes of Corporate Title and Address (PDF 81KB) Samples

None

10/09

Changes in Directors and Senior Executive Officers (PDF 148KB) Samples

None

10/09

Charters (PDF 800KB) Samples

Samples

2/09

Comments to Other Agencies (PDF 106KB)

None

Samples

11/06

Conversions (PDF 326KB) Samples

Samples

4/10

Director Waivers (PDF 111KB) Samples

Samples

3/08

Failure Acquisitions (PDF 118KB)

None

Samples

4/98

Federal Branches and Agencies (PDF 508KB) Samples

None

12/99

Fiduciary Powers (PDF 185KB) Samples

Samples

6/02

General Policies and Procedures (PDF 389KB) Samples

Samples

3/08

Investment in Bank Premises (PDF 155KB) Samples

Samples

12/05

Investment in Subsidiaries and Equities (PDF 662KB) Samples

Samples

7/08

Management Interlocks (PDF 169KB) Samples

Samples

10/09

Public Notice and Comments (PDF 180KB)

None

Samples

3/07

Subordinated Debt (PDF 290KB) Samples

Samples

11/03

Termination of National Bank Status (PDF 220KB) Samples

Samples

4/98

 

Companion Publications

 

   Date

A Guide to the National Banking System (PDF 499KB)

None

4/08

A Guide to Tribal Ownership of a National Bank (PDF 753KB)

None

9/02

OCC emblem

The Office of the Comptroller of the Currency was created by Congress to charter national banks, to oversee a nationwide system of banking institutions, and to assure that national banks are safe and sound, competitive and profitable, and capable of serving in the best possible manner the banking needs of their customers.

Accessibility | Web Privacy Policy | Contact Us
Department of the Treasury | USA.gov | No Fear Act | Get Acrobat Reader | HelpWithMyBank.gov |