Publications

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	Most of the publications on this page are available on e files, the OCC's electronic library. An updated e files DVD is published quarterly. Each quarterly edition costs $25. Annual subscriptions are $80.

Publication Title	Price
Links to publications topic headings on this page: \|About the Office of the Comptroller of the Currency \| OCC Supervisory Policies and Procedures \| Supervisory Issues \| OCC Legal and Accounting Publications \| FFIEC Publications \| Information for Consumers \| Tools and Guidance for Bankers and Directors \| Community Development\|

About the Office of the Comptroller of the Currency (Reports, Records, History)

The Comptroller and the Transformation of American Banking, 1960-1990 [Description]	$25.00
A Guide to the National Banking System (April 2008) [Description] [Online Booklet] (PDF 499KB)	One Free Copy
OCC Annual Report, Fiscal Year 2007 [Description] [Online Annual Report]	$45.00
OCC Annual Report, Fiscal Year 2006 [Description] [Online Annual Report]	$45.00
OCC Annual Report, Fiscal Year 2005 [Description] [Online Annual Report]	$45.00
OCC Annual Report, Fiscal Year 2004 [Description] [Online Annual Report]	$45.00
OCC Annual Report, Fiscal Year 2003 [Description] [Online Annual Report]	$45.00
OCC Performance and Accountability Report for Fiscal Year 2002 [Description] [Online Booklet] (PDF 893KB)	Available Only Electronically
On Solid Ground (Video, May 2000) [Description]	$15.00
Quarterly Journal Library (Mar, Jun, Sep, & Dec) [Description] [Online Quarterly Journal]	Annual CD Subscription $50 Individual Quarterly CD $15
Report of the Ombudsman (2005-2006) [Description] [Online Booklet]	One Free Copy

OCC Supervisory Policies and Procedures

Comptroller's Handbook (Safety and Soundness)* [Description] [Online Booklets]	$25.00 per booklet
Comptroller's Handbook for Asset Management* [Description] [Online Booklets]	$25.00 per booklet
Comptroller's Handbook for Compliance* [Description] [Online Booklets]	$25.00 per booklet
Comptroller's Licensing Manual [Description] [Online Manual]	Available Only Electronically
OCC Bulletins [Description] [Online Set]	Annual Subscription $175.00
* You may purchase all of the in-print booklets in the Comptroller's Handbook (safety and soundness) for $175, all of the Asset Management booklets for $75, and all of the Compliance booklets for $85.


Supervisory Issues

2008 Survey of Credit Underwriting Practices [Description] PDF (1.2MB) \| HTML (Jun 2008)	Available Only Electronically
2007 Survey of Credit Underwriting Practices [Description] PDF (570KB) \| HTML (Oct 2007)	Available Only Electronically
2006 Survey of Credit Underwriting Practices [Description] PDF (472KB) \| HTML (Oct 2006)	Available Only Electronically
2005 Survey of Credit Underwriting Practices [Description] PDF (522KB) \| HTML (Jun 2005)	Available Only Electronically
2004 Survey of Credit Underwriting Practices [Description] PDF (1.0MB) \| HTML (Sep 2004)	Available Only Electronically
2003 Survey of Credit Underwriting Practices [Description] PDF \| HTML (Sep 2003)	Available Only Electronically
2002 Survey of Credit Underwriting Practices [Description] PDF (1.0MB) (Jun 2002)	Available Only Electronically
2001 Survey of Credit Underwriting Practices [Description] PDF (1.3MB) (Jun 2001)	Available Only Electronically
2000 Survey of Credit Underwriting Practices [Description] PDF (926KB) (Sep 2000)	Available Only Electronically
1999 Survey of Credit Underwriting Practices [Description] PDF (627KB) (Sep 99)	Available Only Electronically
1998 Survey of Credit Underwriting Practices [Description] PDF (Sep 98)	Available Only Electronically
Bank Failure: An Evaluation of the Factors Contributing to the Failure of National Banks (Jun 88) [Description] [Online Booklet] (PDF 2.7MB)	Available Only Electronically
Economics Working Papers [Description] [Online Set]	One Free Copy
An Examiner's Guide to Problem Bank Identification, Rehabilitation, and Resolution (Jan 2001) [Description] [Online Booklet] (PDF 673KB)	Available Only Electronically
Mortgage Metrics Reports [Description] [Online Reports]	Available Only Electronically
National Banks and the Dual Banking System (Sep 2003) [Description] [Online Booklet] (PDF 390KB)	$10.00
Quarterly Report on Bank Derivatives Activities [Description] [Online Reports]	Available Only Electronically

OCC Legal and Accounting Publications

Note: Banking laws and banking regulations are not available in hard copy from the OCC. Banking laws and regulations are available as electronic files on the OCC's e files CD. To access these laws and regulations off the OCC's Web site, select Related Sites in the navigation panel to your left and scroll down to Laws and Regulations.

Activities Permissible for a National Bank: 2007 [Description] [Online Booklet] (PDF 864KB)	Available Only Electronically
Bank Accounting Advisory Series (January 2007) [Description] [Online Booklet] (PDF 462KB)	Available Only Electronically
Interpretations and Actions [Description] [Online Set]	Annual Subscription $200.00
Significant Legal, Licensing, and Community Development Precedents for National Banks: 2007 [Description] [Online Booklet] (PDF 343KB)	Available Only Electronically

Federal Financial Institutions Examination Council Publications

FFIEC Bank Secrecy Act/Anti-Money Laundering Examination Manual (Aug 2007) [Description] [InfoBase] [Full Manual] (PDF 2.3MB) [Introduction/Core Overviews and Procedures] (PDF 1.2MB) [Expanded Overviews and Procedures] (PDF 1.1KB) [Appendices/Index] (PDF 922KB)	$15
FFIEC Information Technology Examination Handbook [Description] [FFIEC IT Handbook Infobase (FFIEC Web site)] Online Booklets from the Handbook - Audit Booklet (Aug 2003) [Description] [Online booklet (FFIEC Web site)] - Business Continuity Planning Booklet (May 2003) [Description] [Online booklet (FFIEC Web site)] - Development and Acquisition Booklet (Apr 2004) [Description] [Online booklet (FFIEC Web site)] - E-Banking Booklet (Aug 2003) [Description] [Online booklet (FFIEC Web site)] - FedLine Booklet (Aug 2003) [Description] [Online booklet (FFIEC Web site)] - Information Security Booklet (Jul 2006) [Description] [Online booklet (FFIEC Web site)] - Management Booklet (Jun 2004) [Description] [Online booklet (FFIEC Web site)] - Operations Booklet (Jul 2004) [Description] [Online booklet (FFIEC Web site)] - Outsourcing Technology Services Booklet (Jun 2004) [Description] [Online booklet (FFIEC Web site)] - Retail Payment Systems Booklet (Mar 2004) [Description] [Online booklet (FFIEC Web site)] - Supervision of Technology Providers Booklet (May 2003) [Description] [Online booklet (FFIEC Web site)] - Wholesale Payment Systems Booklet (Jul 2004) [Description] [Online booklet (FFIEC Web site)]	Available Only Electronically
Guide to HMDA Reporting, Getting It Right! [Description] [Online Guide (FFIEC Web site)]	Available Only Electronically

Information for Consumers

Assistance for Customers of National Banks (Apr 2005) [Description] [Online Brochure] A version in Spanish is available at http://www.occ.gov/spanish/customer_spanish.pdf. (PDF 646KB)	One Free Copy
Customer Assistance Group (May 2000) [Description] [Online Booklet] (PDF)	One Free Copy
Deposits and Investments: There's a Critical Difference (Nov 93) [Description] [Online Brochure]	Available Only Electronically
Small Business Banking Issues [Description] [Online Proceedings] (PDF 323KB)	Available Only Electronically

Tools and Guidance for Bankers and Directors

Computer Models
OCC Annual Percentage Yield (APY) Program [Description] [Download APY]	Available Only Electronically
OCC Annual Percentage Rate (APRWIN) Program [Description] [Download APRWIN]	Available Only Electronically
OCC Risk- Based Capital Model for Bankers (RBC) Program [Description] [Download RBC]	Available Only Electronically

Director's Toolkit
Detecting Red Flags in Board Reports--A Guide for Directors (Oct 2003) [Description] [Online Booklet] (PDF 1.1MB)	$15.00
The Director's Book -- The Role of a National Bank Director (Mar 1997) [Description] [Online Booklet] (PDF 275KB)	$10.00
Internal Controls--A Guide for Directors (Sep 2000) [Description] [Online Booklet] (PDF)	$2.00 for Five Copies $10.00 for 25 Copies
A Pocket Guide to Detecting Red Flags in Board Reports (Oct 2003) [Description] [Online Booklet] (PDF 264KB)	$2.00 for Five Copies $10.00 for 25 Copies

Posters
Equal Housing Lender In English or Spanish [Description] Electronic Version in English (PDF 984KB) or Spanish (PDF 1.2MB) (Complimentary)	$2.50
Home Mortgage Disclosure Act Notice [Description] [Available Only Electronically on the FFIEC Site in the Guide to HMDA Reporting]	Available Only Electronically

Other
Check Fraud: A Guide to Avoiding Losses (Feb 99) [Description] [Online Booklet] (PDF 834KB)	$2.00 for Five Copies $10.00 for 25 Copies
Common Practices for Country Risk Management in U.S. Banks (Nov 98) [Description] [Online Booklet] (PDF)	Available Only Electronically
Guide to the Interagency Country Exposure Review Committee Process (Nov 99) [Description] [Online Booklet] (PDF)	Available Only Electronically
Guide to Mortgage Lending in Indian Country (Jul 97) [Description] [Online Booklet] (PDF)	Available Only Electronically
A Guide to Tribal Ownership of a National Bank (Sep 2002) [Description] [Online Booklet] (PDF 753KB)	Available Only Electronically
Money Laundering: A Banker's Guide to Avoiding Problems (Dec 2002) [Description] [Online Booklet] (PDF 839KB)	Available Only Electronically
Providing Financial Services to Native Americans in Indian Country (Jul 97) [Description] [Online Booklet] (PDF)	Available Only Electronically
User's Guide for the Uniform Bank Performance Report [Description] [Online (FFIEC Web site)]	Available Only Electronically

Community Development

Community Development Investments Program for National Banks: 1998 Directory (Jul 99) [Description] [Online Directory] (PDF 692KB)	Available Only Electronically
Community Development Investments Program for National Banks 1997 Directory [Description] [Online Directory] (PDF 387KB)	Available Only Electronically
Community Development: A Profitable Market Opportunity (Nov 97) [Description]	$15.00
Effective Strategies for Community Development Finance/Community Development Resource Guide (Mar 2000) [Description] [Effective Strategies] (PDF 2.7MB) [Resource Guide] (PDF 942KB)	Available Only Electronically
National Bank Community Development Investments 2000 Directory (Aug 2001) [Description] [Online Directory] (PDF 1.8MB)	Available Only Electronically
National Bank Community Development Investments 1999 Directory (Jul 2000) [Description] [Online Directory] (PDF 397KB)	Available Only Electronically
New Opportunities to Excel -- Outstanding CRA Actions for Community Banks (December 1996) [Description] [Online Booklet]	Available Only Electronically
The Single-Family Affordable Housing Market: Trends and Innovations [Description] [Online Booklet] (PDF 228KB)	Available Only Electronically

The Office of the Comptroller of the Currency was created by Congress to charter national banks, to oversee a nationwide system of banking institutions, and to assure that national banks are safe and sound, competitive and profitable, and capable of serving in the best possible manner the banking needs of their customers.