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February 2014

Retirement Plan Products and Services

This publication is part of:

Collection: Comptroller's Handbook

Series: Asset Management


This booklet addresses retirement plan products and services offered to bank. The booklet explains the risks associated with retirement plan products and services and provides a framework for managing those risks. It also addressed relevant statutory and regulatory requirements.


This booklet applies to the OCC's supervision of national banks and federal savings associations. References to national banks in this booklet also generally apply to federal branches and agencies of foreign banking organizations. Refer to 12 USC 3102(b) and the "Federal Branches and Agencies Supervision" booklet of the Comptroller's Handbook for more information.